Regulatory

The principal point of contact for regulatory matters is Alexandra Booth.

The Regulatory Team at Elborne Mitchell has extensive experience in regulatory and compliance matters, including:

  • Applications for authorisation to carry on business and ongoing compliance with FCA and PRA rules.
  • Advising the Lloyd's market, including members and their agents, managing agents and Lloyd's brokers on matters including registration, participation and ongoing compliance.
  • Regulation of intermediaries.
  • Overseas insurers and brokers seeking authorisation for a UK branch or subsidiary.
  • Exercise of passport rights by UK and EEA insurers.
  • Sanctions and financial crime legislation.
  • Data Protection issues, including GDPR.
  • Issues for companies in run-off.
  • Disciplinary proceedings by regulatory bodies.

If you have any queries or need advice regarding any regulatory matter please contact Alexandra Booth or telephone her on +44(0)20 7320 9000.

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