Regulatory

The Regulatory Team at Elborne Mitchell has extensive experience in regulatory and compliance matters, including:

  • Applications for authorisation to carry on business and ongoing compliance with FCA and PRA rules.
  • Advising the Lloyd’s market, including members and their agents, managing agents and Lloyd’s brokers on matters including registration, participation and ongoing compliance.
  • Regulation of intermediaries.
  • Overseas insurers and brokers seeking authorisation for a UK branch or subsidiary.
  • Exercise of passport rights by UK and EEA insurers.
  • Sanctions and financial crime legislation.
  • Data Protection issues, including GDPR.
  • Issues for companies in run-off.
  • Disciplinary proceedings by regulatory bodies.

Principal Contact:

Alex Booth

About Alex || Email

Expertise-Regulatory